NEWS:

SUBMISSION OF MANDATES TO FSB
09/13/2016

This Compliance Update is a reminder to Category II and IIA FSPs to submit their mandates for approval by the Registrar as specimen mandates under the FAIS Act.

Please note that if there is a substantial amendment to an approved specimen mandate, the mandate should be submitted to the Registrar again and approved before signing.

Please refer all new FAIS mandates and specimen mandates that have been substantially amended to debbi@complianceservices.co.za or christelle@complianceservices.co.za for submission to the Registrar.

 

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