The FAIS Act sets out fit and proper requirements for key individuals and representatives that must be adhered to at all times.
To ensure that the relevant honesty, integrity and confidentiality requirements are adhered to, all key individuals and representatives must please complete and sign the declaration sent to them in the latest Compliance Update.
Kindly return the duly completed and signed declaration to firstname.lastname@example.org by no later than 30 November 2016.
In the past, some FSPs have failed to duly complete the second part of questions 17 and 18. Question 17 relates to information acquired from a product supplier and question 18 relates to information acquired directly from a client.
Please note that ICS will ask you to complete these declarations on a bi-annual basis.
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