All key individuals of Category I FSPs approved before 1 April 2018 must complete Sections 1 and 4 of FSP 4D form. The form must also be completed by key individuals of Category II and IIA FSPs where the FSP holds a Category I FSP licence and the key individual was approved before 1 April 2018 for Category I financial services.
ICS will submit the form to the FSCA on your behalf by no later than 30 September 2018, in order to meet the requirement under Section 52(11) of Board Notice 194 of 2017 (Determination of Fit and Proper Requirements for Financial Services Providers).
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