All authorised Category II and Category IIA Financial Services Providers (FSPs) must complete an annual declaration confirming Assets Under Management (AUM) as at 30 June 2022.
Investments under management and/or administration held in foreign currency must be included in the AUM using the exchange rate published in the press as of 30 June 2022.
The above information must be submitted to the Financial Sector Conduct Authority (FSCA) separately for each category for which the FSP is authorised.
To download the Category II AUM declaration, click here. To download the Category IIA AUM declaration, click here.
FSPs authorised for both Category II and IIA, must download and complete both AUM declarations.
FSPs with no AUM as of 30 June 2022 must complete a zero declaration and provide a reason for it.
