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Keeping you up to date with all the latest news and announcements. We post regular compliance updates here.

FINANCIAL SOUNDNESS: AMENDMENT TO ALLOWABLE DEDUCTIONS UNDER ‘ANNUAL EXPENDITURE’
FINANCIAL SOUNDNESS: AMENDMENT TO ALLOWABLE DEDUCTIONS UNDER ‘ANNUAL EXPENDITURE’ 10/19/2020
New definition in mind for purposes of calculating financial soundness and liquidity
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FSCA VIRTUAL INSPECTIONS: FICA COMPLIANCE
FSCA VIRTUAL INSPECTIONS: FICA COMPLIANCE 10/13/2020
The FSCA may, on notice, conduct inspections on the premises of an accountable institution to determine compliance with the provisions of FICA
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FINANCIAL SOUNDNESS: AMENDMENT TO ALLOWABLE DEDUCTIONS UNDER ‘ANNUAL EXPENDITURE’
FINANCIAL SOUNDNESS: AMENDMENT TO ALLOWABLE DEDUCTIONS UNDER ‘ANNUAL EXPENDITURE’ 10/19/2020
FSCA VIRTUAL INSPECTIONS: FICA COMPLIANCE
FSCA VIRTUAL INSPECTIONS: FICA COMPLIANCE 10/13/2020
DRAFT CIS CONDUCT STANDARD ON ADVERTISING, MARKETING AND DISCLOSURE
DRAFT CIS CONDUCT STANDARD ON ADVERTISING, MARKETING AND DISCLOSURE 10/08/2020
FSCA COMMUNICATION REGARDING APPROVAL OF SUPPLEMENTAL DEEDS
FSCA COMMUNICATION REGARDING APPROVAL OF SUPPLEMENTAL DEEDS 09/25/2020
CPD DEADLINE AND CONSEQUENCES OF NON-COMPLIANCE
CPD DEADLINE AND CONSEQUENCES OF NON-COMPLIANCE 08/31/2020
FSCA COVID-19 IMPACT SURVEY
FSCA COVID-19 IMPACT SURVEY 08/27/2020
DRAFT CIS CONDUCT STANDARD ON ADVERTISING, MARKETING AND DISCLOSURE
DRAFT CIS CONDUCT STANDARD ON ADVERTISING, MARKETING AND DISCLOSURE 10/08/2020
Conduct Standard sets out principles and rules-based requirements for CIS managers and their authorised agents in respect of disclosures and advertising about the CIS managers and their portfolios
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FSCA COMMUNICATION REGARDING APPROVAL OF SUPPLEMENTAL DEEDS
FSCA COMMUNICATION REGARDING APPROVAL OF SUPPLEMENTAL DEEDS 09/25/2020
CIS managers not required to submit original copies of signed supplemental deeds to the FSCA
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CPD DEADLINE AND CONSEQUENCES OF NON-COMPLIANCE
CPD DEADLINE AND CONSEQUENCES OF NON-COMPLIANCE 08/31/2020
Representatives and key individuals who do not comply with the Fit and Proper Requirements, 2017 may not render financial services or manage and oversee the rendering of financial services
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FSCA COVID-19 IMPACT SURVEY
FSCA COVID-19 IMPACT SURVEY 08/27/2020
FSCA requires Category II and IIA FSPs to participate in a confidential survey
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