Compliance Select (Pty) Ltd (“CS”) is a registered compliance practice with the FSCA. CS provides outsourced regulatory compliance services and support to only selected Category I FSPs within the financial services industry.
Below are just some of the services that CS provides to clients:
FAIS and FICA consulting and advisory services;
Providing specimen compliance documentation;
Submitting detailed compliance reports to client management;
Submitting annual FAIS compliance reports to the FSCA;
Performing monitoring and sampling;
Submitting the annual financial statements to the FSCA;
Seeing to the implementation of FAIS profile changes, and
Liasing with the FSCA in relation to any compliance related matters.